Guinness Atkinson Asset Management Inc Diversified Active

CIK: 0001409765 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Jan 29, 2014

Total Value ($000): $101,333 (100.0% shares, 0.0% debt)

Holdings (71)

NTES NETEASE INC 5.2%
Value ($000) $5,302 Shares 67,455 Est. Cost $63.18 Unrealized
SOHU COM INC 3.8%
Value ($000) $3,869 Shares 53,050 Est. Cost $61.62 Unrealized
CNQ CANADIAN NAT RES LTD 2.5%
Value ($000) $2,531 Shares 74,800 Est. Cost $8.76 Unrealized +9.4%
UNIT CORP 2.5%
Value ($000) $2,498 Shares 48,397 Est. Cost $42.58 Unrealized
HESS CORP 2.5%
Value ($000) $2,485 Shares 29,943 Est. Cost $66.48 Unrealized
VLO VALERO ENERGY CORP NEW 2.4%
Value ($000) $2,470 Shares 48,999 Est. Cost $24.01 Unrealized +11.8%
PTEN PATTERSON UTI ENERGY INC 2.4%
Value ($000) $2,448 Shares 96,670 Est. Cost $21.83 Unrealized +9.7%
CHESAPEAKE ENERGY CORP 2.4%
Value ($000) $2,440 Shares 89,900 Est. Cost $20.38 Unrealized
DVN DEVON ENERGY CORP NEW 2.4%
Value ($000) $2,425 Shares 39,200 Est. Cost $37.00 Unrealized +10.9%
XOM EXXON MOBIL CORP 2.4%
Value ($000) $2,409 Shares 23,800 Est. Cost $53.69 Unrealized +4.2%
COP CONOCOPHILLIPS 2.3%
Value ($000) $2,355 Shares 33,328 Est. Cost $39.96 Unrealized +21.1%
CVX CHEVRON CORP NEW 2.3%
Value ($000) $2,348 Shares 18,800 Est. Cost $71.30 Unrealized +1.7%
SU SUNCOR ENERGY INC NEW 2.3%
Value ($000) $2,306 Shares 65,776 Est. Cost $19.64 Unrealized +18.1%
APACHE CORP 2.3%
Value ($000) $2,287 Shares 26,609 Est. Cost $83.85 Unrealized
HAL HALLIBURTON CO 2.2%
Value ($000) $2,197 Shares 43,300 Est. Cost $33.21 Unrealized +24.3%
NOBLE ENERGY INC 2.2%
Value ($000) $2,191 Shares 32,170 Est. Cost $60.04 Unrealized
HLX HELIX ENERGY SOLUTIONS GRP I 2.1%
Value ($000) $2,102 Shares 90,680 Est. Cost $23.34 Unrealized -0.1%
NEWFIELD EXPL CO 1.9%
Value ($000) $1,958 Shares 79,486 Est. Cost $23.89 Unrealized
PTC PTC INC 1.9%
Value ($000) $1,947 Shares 55,020 Est. Cost $24.01 Unrealized +28.0%
QCOM QUALCOMM INC 1.8%
Value ($000) $1,849 Shares 24,900 Est. Cost $50.36 Unrealized 0.0%
CMCSA COMCAST CORP NEW 1.8%
Value ($000) $1,848 Shares 35,570 Est. Cost $15.66 Unrealized +17.4%
GILD GILEAD SCIENCES INC 1.8%
Value ($000) $1,841 Shares 24,500 Est. Cost $36.21 Unrealized +33.6%
L-3 COMMUNICATIONS HLDGS INC 1.8%
Value ($000) $1,828 Shares 17,110 Est. Cost $85.75 Unrealized
JA SOLAR HOLDINGS CO LTD 1.8%
Value ($000) $1,808 Shares 197,120 Est. Cost $7.20 Unrealized
ICE INTERCONTINENTALEXCHANGE GRO 1.8%
Value ($000) $1,808 Shares 8,040 Est. Cost $35.28 Unrealized 0.0%
BP BP PLC 1.8%
Value ($000) $1,804 Shares 37,120 Est. Cost $41.80 Unrealized
TRINA SOLAR LIMITED 1.8%
Value ($000) $1,800 Shares 131,620 Est. Cost $5.96 Unrealized
TD AMERITRADE HLDG CORP 1.8%
Value ($000) $1,792 Shares 58,480 Est. Cost $24.29 Unrealized
ORCL ORACLE CORP 1.8%
Value ($000) $1,779 Shares 46,500 Est. Cost $27.51 Unrealized +4.6%
GANNETT INC 1.7%
Value ($000) $1,760 Shares 59,500 Est. Cost $29.58 Unrealized
COF CAPITAL ONE FINL CORP 1.7%
Value ($000) $1,741 Shares 22,730 Est. Cost $47.60 Unrealized +20.5%
DHR DANAHER CORP DEL 1.7%
Value ($000) $1,725 Shares 22,340 Est. Cost $25.06 Unrealized +18.6%
INTC INTEL CORP 1.7%
Value ($000) $1,710 Shares 65,890 Est. Cost $17.13 Unrealized +4.6%
HRB BLOCK H & R INC 1.7%
Value ($000) $1,708 Shares 58,810 Est. Cost $18.28 Unrealized +0.5%
VODAFONE GROUP PLC NEW 1.7%
Value ($000) $1,682 Shares 42,785 Est. Cost $29.03 Unrealized
STT STATE STR CORP 1.7%
Value ($000) $1,674 Shares 22,814 Est. Cost $44.60 Unrealized +13.5%
ROP ROPER INDS INC NEW 1.6%
Value ($000) $1,632 Shares 11,770 Est. Cost $113.81 Unrealized +6.2%
EBAY EBAY INC 1.6%
Value ($000) $1,581 Shares 28,800 Est. Cost $20.16 Unrealized -2.3%
NVDA NVIDIA CORP 1.6%
Value ($000) $1,577 Shares 98,435 Est. Cost $0.32 Unrealized +12.1%
TSM TAIWAN SEMICONDUCTOR MFG LTD 1.5%
Value ($000) $1,560 Shares 89,429 Est. Cost $18.12 Unrealized
AMAT APPLIED MATLS INC 1.5%
Value ($000) $1,552 Shares 87,720 Est. Cost $12.22 Unrealized +21.6%
CENTURYLINK INC 1.5%
Value ($000) $1,541 Shares 48,377 Est. Cost $34.14 Unrealized
STONE ENERGY CORP 1.3%
Value ($000) $1,283 Shares 37,100 Est. Cost $22.03 Unrealized
CARRIZO OIL & GAS INC 1.2%
Value ($000) $1,230 Shares 27,470 Est. Cost $28.33 Unrealized
JKS JINKOSOLAR HLDG CO LTD 1.1%
Value ($000) $1,143 Shares 39,000 Est. Cost $22.54 Unrealized
PENN VA CORP 1.1%
Value ($000) $1,074 Shares 113,900 Est. Cost $4.70 Unrealized
QEP RES INC 0.9%
Value ($000) $874 Shares 28,500 Est. Cost $27.79 Unrealized
ORA ORMAT TECHNOLOGIES INC 0.8%
Value ($000) $861 Shares 31,659 Est. Cost $21.44 Unrealized +12.7%
ULTRA PETROLEUM CORP 0.8%
Value ($000) $853 Shares 39,400 Est. Cost $19.82 Unrealized
BARRETT BILL CORP 0.8%
Value ($000) $844 Shares 31,500 Est. Cost $20.23 Unrealized
ITRI ITRON INC 0.8%
Value ($000) $775 Shares 18,700 Est. Cost $41.97 Unrealized +1.1%
SUNPOWER CORP 0.8%
Value ($000) $768 Shares 25,750 Est. Cost $20.70 Unrealized
CIG COMPANHIA ENERGETICA DE MINA 0.7%
Value ($000) $720 Shares 92,459 Est. Cost $8.68 Unrealized
YINGLI GREEN ENERGY HLDG CO 0.7%
Value ($000) $689 Shares 136,500 Est. Cost $3.24 Unrealized
RENESOLA LTD 0.7%
Value ($000) $659 Shares 191,100 Est. Cost $2.37 Unrealized
TRIANGLE PETE CORP 0.2%
Value ($000) $208 Shares 25,000 Est. Cost $7.01 Unrealized
CNOOC LTD 0.2%
Value ($000) $165 Shares 880 Est. Cost $187.50 Unrealized
NOC NORTHROP GRUMMAN CORP 0.1%
Value ($000) $88 Shares 770 Est. Cost $62.64 Unrealized +39.4%
MAT MATTEL INC 0.1%
Value ($000) $76 Shares 1,600 Est. Cost $44.74 Unrealized -0.4%
ITW ILLINOIS TOOL WKS INC 0.1%
Value ($000) $76 Shares 900 Est. Cost $51.24 Unrealized +16.0%
MSFT MICROSOFT CORP 0.1%
Value ($000) $75 Shares 2,000 Est. Cost $27.45 Unrealized +9.4%
KO COCA COLA CO 0.1%
Value ($000) $75 Shares 1,810 Est. Cost $27.56 Unrealized -2.2%
ABBV ABBVIE INC 0.1%
Value ($000) $72 Shares 1,370 Est. Cost $26.55 Unrealized +14.5%
AJG GALLAGHER ARTHUR J & CO 0.1%
Value ($000) $72 Shares 1,530 Est. Cost $33.86 Unrealized +7.8%
PG PROCTER & GAMBLE CO 0.1%
Value ($000) $72 Shares 890 Est. Cost $55.41 Unrealized +4.7%
JNJ JOHNSON & JOHNSON 0.1%
Value ($000) $71 Shares 780 Est. Cost $60.28 Unrealized +9.1%
AFL AFLAC INC 0.1%
Value ($000) $71 Shares 1,070 Est. Cost $20.78 Unrealized +18.4%
MRK MERCK & CO INC NEW 0.1%
Value ($000) $70 Shares 1,400 Est. Cost $30.25 Unrealized +3.4%
GD GENERAL DYNAMICS CORP 0.1%
Value ($000) $69 Shares 720 Est. Cost $56.44 Unrealized +21.7%
REYNOLDS AMERICAN INC 0.1%
Value ($000) $69 Shares 1,380 Est. Cost $48.55 Unrealized
CHINA MOBILE LIMITED 0.1%
Value ($000) $63 Shares 1,200 Est. Cost $52.38 Unrealized