ALPS ETF TR

CUSIP: 00162Q866 Class: COM

TWO SIGMA INVESTMENTS, LP's Holding History (CIK: 0001179392)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 30,723 Value ($000) $543 Avg Close — Range —
Q4 2013
Shares 34,979 Value ($000) $622 Avg Close — Range —