CAPITALA FIN CORP

CUSIP: 14054R106 Class: COM

Advisory Services Network, LLC's Holding History (CIK: 0001573876)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020
Shares 16,712 Value ($000) $44 Avg Close — Range —
Q1 2020
Shares 16,310 Value ($000) $51 Avg Close — Range —
Q4 2019
Shares 16,308 Value ($000) $142 Avg Close — Range —
Q4 2017
Shares 15 Value ($000) $0 Avg Close — Range —