CARROLS RESTAURANT GROUP INC

CUSIP: 14574X104 Class: Common Stock

Prospect Capital Advisors, LLC's Holding History (CIK: 0001632368)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 37,300 Value ($000) $528 Avg Close — Range —
Q4 2016
Shares 399,450 Value ($000) $6,092 Avg Close — Range —
Q3 2016
Shares 266,650 Value ($000) $3,522 Avg Close — Range —
Q2 2016
Shares 40,100 Value ($000) $477 Avg Close — Range —