HSBC HLDGS PLC

Ticker: HSBC CUSIP: 404280406 Class: ADR

Essex Financial Services, Inc.'s Holding History (CIK: 0001315785)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 4,532 Value ($000) $246 Avg Close — Range —
Q2 2013
Shares 4,500 Value ($000) $234 Avg Close — Range —