Guinness Atkinson Asset Management Inc Diversified Active

CIK: 0001409765 · Show all filings

Period: Q4 2014 (← Previous) (Next →)

Filing Date: Jan 28, 2015

Total Value ($000): $172,512 (100.0% shares, 0.0% debt)

Holdings (69)

NTES NETEASE INC 3.4%
Value ($000) $5,827 Shares 58,775 Est. Cost $63.18 Unrealized
ORCL ORACLE CORP 3.2%
Value ($000) $5,476 Shares 121,760 Est. Cost $31.76 Unrealized +8.6%
HRB BLOCK H & R INC 3.1%
Value ($000) $5,417 Shares 160,840 Est. Cost $19.93 Unrealized +6.7%
CSCO CISCO SYS INC 3.1%
Value ($000) $5,373 Shares 193,195 Est. Cost $17.09 Unrealized +7.1%
AMAT APPLIED MATLS INC 3.1%
Value ($000) $5,284 Shares 212,030 Est. Cost $15.94 Unrealized +23.3%
L-3 COMMUNICATIONS HLDGS INC 3.1%
Value ($000) $5,275 Shares 41,790 Est. Cost $105.98 Unrealized
QCOM QUALCOMM INC 3.0%
Value ($000) $5,251 Shares 70,640 Est. Cost $53.59 Unrealized -0.5%
CMCSA COMCAST CORP NEW 3.0%
Value ($000) $5,121 Shares 88,280 Est. Cost $18.69 Unrealized +13.8%
DHR DANAHER CORP DEL 3.0%
Value ($000) $5,118 Shares 59,710 Est. Cost $28.96 Unrealized +13.7%
EBAY EBAY INC 3.0%
Value ($000) $5,106 Shares 90,990 Est. Cost $19.88 Unrealized +1.6%
ROP ROPER INDS INC NEW 2.9%
Value ($000) $5,077 Shares 32,470 Est. Cost $127.92 Unrealized +12.1%
BA BOEING CO 2.9%
Value ($000) $5,067 Shares 38,980 Est. Cost $109.43 Unrealized +1.1%
TSM TAIWAN SEMICONDUCTOR MFG LTD 2.9%
Value ($000) $5,037 Shares 225,079 Est. Cost $19.63 Unrealized
TD AMERITRADE HLDG CORP 2.9%
Value ($000) $5,023 Shares 140,380 Est. Cost $29.56 Unrealized
GANNETT INC 2.9%
Value ($000) $5,007 Shares 156,810 Est. Cost $30.16 Unrealized
COF CAPITAL ONE FINL CORP 2.9%
Value ($000) $4,993 Shares 60,480 Est. Cost $58.74 Unrealized +13.3%
STT STATE STR CORP 2.9%
Value ($000) $4,990 Shares 63,564 Est. Cost $48.50 Unrealized +13.6%
XEROX CORP 2.9%
Value ($000) $4,967 Shares 358,400 Est. Cost $13.31 Unrealized
INTC INTEL CORP 2.9%
Value ($000) $4,946 Shares 136,280 Est. Cost $20.66 Unrealized +28.9%
ICE INTERCONTINENTAL EXCHANGE IN 2.8%
Value ($000) $4,906 Shares 22,370 Est. Cost $34.07 Unrealized +9.1%
PTC PTC INC 2.8%
Value ($000) $4,897 Shares 133,620 Est. Cost $32.37 Unrealized +14.4%
NVDA NVIDIA CORP 2.8%
Value ($000) $4,853 Shares 242,055 Est. Cost $0.40 Unrealized +17.8%
GILD GILEAD SCIENCES INC 2.7%
Value ($000) $4,587 Shares 48,660 Est. Cost $50.71 Unrealized +41.7%
BP BP PLC 2.5%
Value ($000) $4,324 Shares 113,420 Est. Cost $43.47 Unrealized
SLB SCHLUMBERGER LTD 2.4%
Value ($000) $4,189 Shares 49,050 Est. Cost $77.95 Unrealized -13.6%
CHESAPEAKE ENERGY CORP 1.4%
Value ($000) $2,435 Shares 124,400 Est. Cost $22.62 Unrealized
SOHU COM INC 1.4%
Value ($000) $2,396 Shares 45,050 Est. Cost $61.62 Unrealized
DVN DEVON ENERGY CORP NEW 1.3%
Value ($000) $2,301 Shares 37,600 Est. Cost $39.07 Unrealized +5.3%
NEWFIELD EXPL CO 1.3%
Value ($000) $2,297 Shares 84,686 Est. Cost $24.41 Unrealized
OXY OCCIDENTAL PETE CORP DEL 1.3%
Value ($000) $2,273 Shares 28,200 Est. Cost $68.03 Unrealized -12.8%
XOM EXXON MOBIL CORP 1.3%
Value ($000) $2,256 Shares 24,400 Est. Cost $56.13 Unrealized +3.3%
HESS CORP 1.3%
Value ($000) $2,225 Shares 30,143 Est. Cost $71.89 Unrealized
SU SUNCOR ENERGY INC NEW 1.3%
Value ($000) $2,223 Shares 69,976 Est. Cost $21.33 Unrealized +4.8%
VLO VALERO ENERGY CORP NEW 1.3%
Value ($000) $2,218 Shares 44,799 Est. Cost $27.79 Unrealized +13.3%
NOBLE ENERGY INC 1.3%
Value ($000) $2,218 Shares 46,770 Est. Cost $65.19 Unrealized
APACHE CORP 1.3%
Value ($000) $2,213 Shares 35,309 Est. Cost $87.91 Unrealized
CNQ CANADIAN NAT RES LTD 1.2%
Value ($000) $2,044 Shares 66,100 Est. Cost $9.17 Unrealized +12.2%
HAL HALLIBURTON CO 1.2%
Value ($000) $1,998 Shares 50,800 Est. Cost $35.94 Unrealized +9.3%
HLX HELIX ENERGY SOLUTIONS GRP I 1.1%
Value ($000) $1,972 Shares 90,880 Est. Cost $23.36 Unrealized +1.8%
UNIT CORP 1.1%
Value ($000) $1,940 Shares 56,897 Est. Cost $47.32 Unrealized
TRINA SOLAR LIMITED 0.9%
Value ($000) $1,600 Shares 172,820 Est. Cost $8.15 Unrealized
JA SOLAR HOLDINGS CO LTD 0.9%
Value ($000) $1,526 Shares 186,520 Est. Cost $7.91 Unrealized
CARRIZO OIL & GAS INC 0.7%
Value ($000) $1,251 Shares 30,070 Est. Cost $30.54 Unrealized
STONE ENERGY CORP 0.5%
Value ($000) $874 Shares 51,800 Est. Cost $25.00 Unrealized
CHINACACHE INTL HLDG LTD 0.5%
Value ($000) $795 Shares 86,500 Est. Cost $13.78 Unrealized
QEP RES INC 0.4%
Value ($000) $752 Shares 37,200 Est. Cost $28.91 Unrealized
ULTRA PETROLEUM CORP 0.4%
Value ($000) $638 Shares 48,500 Est. Cost $20.47 Unrealized
ENPH ENPHASE ENERGY INC 0.3%
Value ($000) $513 Shares 35,900 Est. Cost $12.67 Unrealized -1.6%
SUNPOWER CORP 0.3%
Value ($000) $502 Shares 19,450 Est. Cost $20.70 Unrealized
YINGLI GREEN ENERGY HLDG CO 0.3%
Value ($000) $475 Shares 202,200 Est. Cost $3.48 Unrealized
CIG COMPANHIA ENERGETICA DE MINA 0.3%
Value ($000) $472 Shares 94,904 Est. Cost $7.91 Unrealized
JKS JINKOSOLAR HLDG CO LTD 0.3%
Value ($000) $469 Shares 23,800 Est. Cost $22.54 Unrealized
ORA ORMAT TECHNOLOGIES INC 0.3%
Value ($000) $461 Shares 16,959 Est. Cost $21.44 Unrealized +17.8%
CSIQ CANADIAN SOLAR INC 0.3%
Value ($000) $445 Shares 18,400 Est. Cost $32.43 Unrealized -16.1%
RENESOLA LTD 0.2%
Value ($000) $316 Shares 224,000 Est. Cost $2.52 Unrealized
CNOOC LTD 0.1%
Value ($000) $209 Shares 1,540 Est. Cost $177.63 Unrealized
ABBV ABBVIE INC 0.1%
Value ($000) $192 Shares 2,930 Est. Cost $30.09 Unrealized +33.8%
GD GENERAL DYNAMICS CORP 0.1%
Value ($000) $183 Shares 1,330 Est. Cost $70.38 Unrealized +52.1%
PG PROCTER & GAMBLE CO 0.1%
Value ($000) $176 Shares 1,930 Est. Cost $56.72 Unrealized +13.9%
CHINA MOBILE LIMITED 0.1%
Value ($000) $175 Shares 2,970 Est. Cost $50.29 Unrealized
ITW ILLINOIS TOOL WKS INC 0.1%
Value ($000) $173 Shares 1,830 Est. Cost $57.76 Unrealized +21.3%
MSFT MICROSOFT CORP 0.1%
Value ($000) $163 Shares 3,510 Est. Cost $29.72 Unrealized +34.2%
JNJ JOHNSON & JOHNSON 0.1%
Value ($000) $160 Shares 1,530 Est. Cost $65.45 Unrealized +18.1%
AJG GALLAGHER ARTHUR J & CO 0.1%
Value ($000) $159 Shares 3,370 Est. Cost $35.41 Unrealized +7.4%
KO COCA COLA CO 0.1%
Value ($000) $157 Shares 3,730 Est. Cost $27.55 Unrealized +9.1%
MRK MERCK & CO INC NEW 0.1%
Value ($000) $153 Shares 2,700 Est. Cost $33.78 Unrealized +16.5%
AFL AFLAC INC 0.1%
Value ($000) $150 Shares 2,450 Est. Cost $22.44 Unrealized +1.1%
MAT MATTEL INC 0.1%
Value ($000) $133 Shares 4,310 Est. Cost $40.70 Unrealized -24.4%
TRIANGLE PETE CORP 0.1%
Value ($000) $120 Shares 25,000 Est. Cost $7.01 Unrealized