Guinness Atkinson Asset Management Inc Diversified Active

CIK: 0001409765 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Oct 23, 2014

Total Value ($000): $177,415 (100.0% shares, 0.0% debt)

Holdings (71)

NTES NETEASE INC 2.8%
Value ($000) $5,035 Shares 58,775 Est. Cost $63.18 Unrealized
EBAY EBAY INC 2.7%
Value ($000) $4,798 Shares 84,720 Est. Cost $19.85 Unrealized -0.3%
L-3 COMMUNICATIONS HLDGS INC 2.6%
Value ($000) $4,667 Shares 39,250 Est. Cost $104.67 Unrealized
CSCO CISCO SYS INC 2.6%
Value ($000) $4,610 Shares 183,135 Est. Cost $17.02 Unrealized +4.0%
ICE INTERCONTINENTAL EXCHANGE IN 2.6%
Value ($000) $4,539 Shares 23,270 Est. Cost $34.07 Unrealized -2.7%
GILD GILEAD SCIENCES INC 2.5%
Value ($000) $4,495 Shares 42,230 Est. Cost $47.49 Unrealized +43.3%
HRB BLOCK H & R INC 2.5%
Value ($000) $4,454 Shares 143,630 Est. Cost $19.77 Unrealized +8.8%
INTC INTEL CORP 2.5%
Value ($000) $4,441 Shares 127,530 Est. Cost $20.25 Unrealized +27.2%
TD AMERITRADE HLDG CORP 2.5%
Value ($000) $4,417 Shares 132,360 Est. Cost $29.18 Unrealized
QCOM QUALCOMM INC 2.5%
Value ($000) $4,396 Shares 58,790 Est. Cost $53.64 Unrealized +3.3%
STT STATE STR CORP 2.5%
Value ($000) $4,394 Shares 59,694 Est. Cost $48.07 Unrealized +8.3%
BA BOEING CO 2.5%
Value ($000) $4,393 Shares 34,490 Est. Cost $109.27 Unrealized 0.0%
SLB SCHLUMBERGER LTD 2.5%
Value ($000) $4,358 Shares 42,860 Est. Cost $79.49 Unrealized 0.0%
COF CAPITAL ONE FINL CORP 2.5%
Value ($000) $4,347 Shares 53,260 Est. Cost $57.69 Unrealized +15.5%
PTC PTC INC 2.4%
Value ($000) $4,346 Shares 117,770 Est. Cost $31.75 Unrealized +20.4%
TSM TAIWAN SEMICONDUCTOR MFG LTD 2.4%
Value ($000) $4,323 Shares 214,229 Est. Cost $19.49 Unrealized
DHR DANAHER CORP DEL 2.4%
Value ($000) $4,284 Shares 56,380 Est. Cost $28.73 Unrealized +8.5%
AMAT APPLIED MATLS INC 2.4%
Value ($000) $4,268 Shares 197,490 Est. Cost $15.67 Unrealized +22.3%
ORCL ORACLE CORP 2.4%
Value ($000) $4,247 Shares 110,950 Est. Cost $31.49 Unrealized +8.7%
NVDA NVIDIA CORP 2.4%
Value ($000) $4,238 Shares 229,675 Est. Cost $0.39 Unrealized +14.5%
ROP ROPER INDS INC NEW 2.4%
Value ($000) $4,234 Shares 28,940 Est. Cost $126.04 Unrealized +8.9%
CMCSA COMCAST CORP NEW 2.4%
Value ($000) $4,189 Shares 77,890 Est. Cost $18.35 Unrealized +15.4%
BP BP PLC 2.3%
Value ($000) $4,159 Shares 94,620 Est. Cost $44.53 Unrealized
XEROX CORP 2.3%
Value ($000) $4,154 Shares 314,010 Est. Cost $13.23 Unrealized
GANNETT INC 2.3%
Value ($000) $4,069 Shares 137,150 Est. Cost $29.90 Unrealized
UNIT CORP 1.9%
Value ($000) $3,337 Shares 56,897 Est. Cost $47.32 Unrealized
VLO VALERO ENERGY CORP NEW 1.9%
Value ($000) $3,318 Shares 71,699 Est. Cost $27.79 Unrealized +17.4%
APACHE CORP 1.9%
Value ($000) $3,314 Shares 35,309 Est. Cost $87.91 Unrealized
HAL HALLIBURTON CO 1.8%
Value ($000) $3,277 Shares 50,800 Est. Cost $35.94 Unrealized +53.6%
CNQ CANADIAN NAT RES LTD 1.8%
Value ($000) $3,240 Shares 83,400 Est. Cost $9.17 Unrealized +41.1%
OXY OCCIDENTAL PETE CORP DEL 1.8%
Value ($000) $3,231 Shares 33,600 Est. Cost $68.03 Unrealized 0.0%
HESS CORP 1.8%
Value ($000) $3,211 Shares 34,043 Est. Cost $71.89 Unrealized
XOM EXXON MOBIL CORP 1.8%
Value ($000) $3,207 Shares 34,100 Est. Cost $56.13 Unrealized +9.6%
DVN DEVON ENERGY CORP NEW 1.8%
Value ($000) $3,204 Shares 47,000 Est. Cost $39.07 Unrealized +28.7%
NOBLE ENERGY INC 1.8%
Value ($000) $3,197 Shares 46,770 Est. Cost $65.19 Unrealized
SU SUNCOR ENERGY INC NEW 1.8%
Value ($000) $3,191 Shares 88,176 Est. Cost $21.33 Unrealized +26.3%
CHESAPEAKE ENERGY CORP 1.8%
Value ($000) $3,166 Shares 137,700 Est. Cost $22.62 Unrealized
NEWFIELD EXPL CO 1.8%
Value ($000) $3,139 Shares 84,686 Est. Cost $24.41 Unrealized
HLX HELIX ENERGY SOLUTIONS GRP I 1.7%
Value ($000) $3,011 Shares 136,480 Est. Cost $23.36 Unrealized +9.3%
JA SOLAR HOLDINGS CO LTD 1.3%
Value ($000) $2,315 Shares 250,320 Est. Cost $7.91 Unrealized
SOHU COM INC 1.3%
Value ($000) $2,263 Shares 45,050 Est. Cost $61.62 Unrealized
TRINA SOLAR LIMITED 1.2%
Value ($000) $2,185 Shares 181,020 Est. Cost $8.15 Unrealized
STONE ENERGY CORP 0.9%
Value ($000) $1,624 Shares 51,800 Est. Cost $25.00 Unrealized
CARRIZO OIL & GAS INC 0.9%
Value ($000) $1,618 Shares 30,070 Est. Cost $30.54 Unrealized
CHINACACHE INTL HLDG LTD 0.7%
Value ($000) $1,192 Shares 86,500 Est. Cost $13.78 Unrealized
QEP RES INC 0.6%
Value ($000) $1,145 Shares 37,200 Est. Cost $28.91 Unrealized
ULTRA PETROLEUM CORP 0.6%
Value ($000) $1,128 Shares 48,500 Est. Cost $20.47 Unrealized
BARRETT BILL CORP 0.6%
Value ($000) $1,071 Shares 48,600 Est. Cost $21.48 Unrealized
RENESOLA LTD 0.4%
Value ($000) $750 Shares 249,900 Est. Cost $2.52 Unrealized
ENPH ENPHASE ENERGY INC 0.4%
Value ($000) $733 Shares 48,900 Est. Cost $12.67 Unrealized 0.0%
ORA ORMAT TECHNOLOGIES INC 0.4%
Value ($000) $729 Shares 27,759 Est. Cost $21.44 Unrealized +16.8%
SUNPOWER CORP 0.4%
Value ($000) $659 Shares 19,450 Est. Cost $20.70 Unrealized
CSIQ CANADIAN SOLAR INC 0.4%
Value ($000) $658 Shares 18,400 Est. Cost $32.43 Unrealized 0.0%
JKS JINKOSOLAR HLDG CO LTD 0.4%
Value ($000) $654 Shares 23,800 Est. Cost $22.54 Unrealized
YINGLI GREEN ENERGY HLDG CO 0.4%
Value ($000) $629 Shares 202,200 Est. Cost $3.48 Unrealized
CIG COMPANHIA ENERGETICA DE MINA 0.3%
Value ($000) $531 Shares 85,304 Est. Cost $8.24 Unrealized
TRIANGLE PETE CORP 0.2%
Value ($000) $275 Shares 25,000 Est. Cost $7.01 Unrealized
CNOOC LTD 0.1%
Value ($000) $266 Shares 1,540 Est. Cost $177.63 Unrealized
SEVENTY SEVEN ENERGY INC 0.1%
Value ($000) $191 Shares 8,042 Est. Cost $23.75 Unrealized
CHINA MOBILE LIMITED 0.1%
Value ($000) $174 Shares 2,970 Est. Cost $50.29 Unrealized
GD GENERAL DYNAMICS CORP 0.1%
Value ($000) $169 Shares 1,330 Est. Cost $70.38 Unrealized +35.0%
ABBV ABBVIE INC 0.1%
Value ($000) $169 Shares 2,930 Est. Cost $30.09 Unrealized +16.9%
JNJ JOHNSON & JOHNSON 0.1%
Value ($000) $163 Shares 1,530 Est. Cost $65.45 Unrealized +15.5%
MSFT MICROSOFT CORP 0.1%
Value ($000) $163 Shares 3,510 Est. Cost $29.72 Unrealized +26.7%
PG PROCTER & GAMBLE CO 0.1%
Value ($000) $162 Shares 1,930 Est. Cost $56.72 Unrealized +5.3%
MRK MERCK & CO INC NEW 0.1%
Value ($000) $160 Shares 2,700 Est. Cost $33.78 Unrealized +16.5%
KO COCA COLA CO 0.1%
Value ($000) $159 Shares 3,730 Est. Cost $27.55 Unrealized +4.7%
ITW ILLINOIS TOOL WKS INC 0.1%
Value ($000) $154 Shares 1,830 Est. Cost $57.76 Unrealized +14.6%
AJG GALLAGHER ARTHUR J & CO 0.1%
Value ($000) $153 Shares 3,370 Est. Cost $35.41 Unrealized +4.5%
AFL AFLAC INC 0.1%
Value ($000) $143 Shares 2,450 Est. Cost $22.44 Unrealized +3.6%
MAT MATTEL INC 0.1%
Value ($000) $132 Shares 4,310 Est. Cost $40.70 Unrealized -13.1%