Guinness Atkinson Asset Management Inc Diversified Active

CIK: 0001409765 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Oct 18, 2016

Total Value ($000): $160,909 (100.0% shares, 0.0% debt)

Holdings (68)

QCOM QUALCOMM INC 4.4%
Value ($000) $7,147 Shares 104,330 Est. Cost $52.73 Unrealized -11.0%
SLB SCHLUMBERGER LTD 4.3%
Value ($000) $6,974 Shares 88,680 Est. Cost $68.31 Unrealized -11.2%
TSM TAIWAN SEMICONDUCTOR MFG LTD 4.2%
Value ($000) $6,695 Shares 218,869 Est. Cost $20.38 Unrealized
NVDA NVIDIA CORP 4.2%
Value ($000) $6,683 Shares 97,535 Est. Cost $0.42 Unrealized +245.6%
STT STATE STR CORP 4.0%
Value ($000) $6,415 Shares 92,134 Est. Cost $49.57 Unrealized +0.2%
INTC INTEL CORP 3.9%
Value ($000) $6,214 Shares 164,600 Est. Cost $22.77 Unrealized +25.7%
AMAT APPLIED MATLS INC 3.7%
Value ($000) $5,961 Shares 197,710 Est. Cost $17.29 Unrealized +45.3%
CMCSA COMCAST CORP NEW 3.6%
Value ($000) $5,759 Shares 86,810 Est. Cost $19.67 Unrealized +35.3%
CSCO CISCO SYS INC 3.6%
Value ($000) $5,737 Shares 180,845 Est. Cost $17.85 Unrealized +29.2%
ORCL ORACLE CORP 3.5%
Value ($000) $5,622 Shares 143,130 Est. Cost $32.88 Unrealized +7.8%
PYPL PAYPAL HLDGS INC 3.5%
Value ($000) $5,603 Shares 136,750 Est. Cost $35.85 Unrealized +6.9%
BA BOEING CO 3.4%
Value ($000) $5,525 Shares 41,940 Est. Cost $112.21 Unrealized +7.6%
ICE INTERCONTINENTAL EXCHANGE IN 3.3%
Value ($000) $5,314 Shares 19,730 Est. Cost $35.35 Unrealized +37.0%
GOOGL ALPHABET INC 3.2%
Value ($000) $5,218 Shares 6,490 Est. Cost $36.73 Unrealized +5.7%
ROP ROPER TECHNOLOGIES INC 3.2%
Value ($000) $5,144 Shares 28,190 Est. Cost $132.79 Unrealized +24.1%
DHR DANAHER CORP DEL 2.9%
Value ($000) $4,666 Shares 59,520 Est. Cost $30.52 Unrealized +120.4%
TGNA TEGNA INC 2.8%
Value ($000) $4,580 Shares 209,530 Est. Cost $18.59 Unrealized -24.4%
GILD GILEAD SCIENCES INC 2.7%
Value ($000) $4,392 Shares 55,510 Est. Cost $56.45 Unrealized +2.3%
WT WISDOMTREE INVTS INC 2.7%
Value ($000) $4,383 Shares 425,940 Est. Cost $17.25 Unrealized -39.6%
NTES NETEASE INC 2.5%
Value ($000) $4,039 Shares 16,775 Est. Cost $66.29 Unrealized
HRB BLOCK H & R INC 2.4%
Value ($000) $3,835 Shares 165,650 Est. Cost $20.51 Unrealized -20.7%
CTSH COGNIZANT TECHNOLOGY SOLUTIO 2.3%
Value ($000) $3,716 Shares 77,880 Est. Cost $55.65 Unrealized -9.4%
VERIFONE SYS INC 2.1%
Value ($000) $3,362 Shares 213,610 Est. Cost $27.78 Unrealized
APACHE CORP 1.2%
Value ($000) $1,910 Shares 29,909 Est. Cost $78.72 Unrealized
HAL HALLIBURTON CO 1.1%
Value ($000) $1,728 Shares 38,500 Est. Cost $35.94 Unrealized +1.2%
DVN DEVON ENERGY CORP NEW 1.1%
Value ($000) $1,720 Shares 39,000 Est. Cost $38.13 Unrealized -25.0%
CNQ CANADIAN NAT RES LTD 1.1%
Value ($000) $1,707 Shares 53,400 Est. Cost $8.76 Unrealized +14.7%
CVX CHEVRON CORP NEW 1.0%
Value ($000) $1,626 Shares 15,800 Est. Cost $57.42 Unrealized +19.3%
NEWFIELD EXPL CO 1.0%
Value ($000) $1,625 Shares 37,386 Est. Cost $24.41 Unrealized
NOBLE ENERGY INC 1.0%
Value ($000) $1,611 Shares 45,070 Est. Cost $61.03 Unrealized
IMO IMPERIAL OIL LTD 1.0%
Value ($000) $1,608 Shares 51,401 Est. Cost $24.78 Unrealized -0.0%
COP CONOCOPHILLIPS 1.0%
Value ($000) $1,608 Shares 37,000 Est. Cost $32.79 Unrealized -5.1%
HESS CORP 1.0%
Value ($000) $1,584 Shares 29,543 Est. Cost $70.28 Unrealized
SU SUNCOR ENERGY INC NEW 1.0%
Value ($000) $1,579 Shares 56,876 Est. Cost $21.33 Unrealized -8.5%
OXY OCCIDENTAL PETE CORP DEL 1.0%
Value ($000) $1,539 Shares 21,100 Est. Cost $68.03 Unrealized -15.6%
FTV FORTIVE CORP 0.9%
Value ($000) $1,515 Shares 29,760 Est. Cost $30.87 Unrealized 0.0%
XOM EXXON MOBIL CORP 0.9%
Value ($000) $1,484 Shares 17,000 Est. Cost $56.13 Unrealized +4.3%
VLO VALERO ENERGY CORP NEW 0.9%
Value ($000) $1,376 Shares 25,969 Est. Cost $30.05 Unrealized +22.2%
QEP RES INC 0.8%
Value ($000) $1,234 Shares 63,200 Est. Cost $22.17 Unrealized
CARRIZO OIL & GAS INC 0.8%
Value ($000) $1,221 Shares 30,070 Est. Cost $30.54 Unrealized
UNIT CORP 0.7%
Value ($000) $1,179 Shares 63,397 Est. Cost $45.25 Unrealized
HLX HELIX ENERGY SOLUTIONS GRP I 0.5%
Value ($000) $845 Shares 103,880 Est. Cost $22.41 Unrealized -66.2%
JA SOLAR HOLDINGS CO LTD 0.5%
Value ($000) $799 Shares 133,002 Est. Cost $7.80 Unrealized
SUNPOWER CORP 0.4%
Value ($000) $700 Shares 78,450 Est. Cost $17.60 Unrealized
TRINA SOLAR LIMITED 0.4%
Value ($000) $651 Shares 63,603 Est. Cost $8.15 Unrealized
SEDG SOLAREDGE TECHNOLOGIES INC 0.3%
Value ($000) $472 Shares 27,400 Est. Cost $20.71 Unrealized -14.9%
CSIQ CANADIAN SOLAR INC 0.3%
Value ($000) $464 Shares 33,800 Est. Cost $24.84 Unrealized -44.6%
AFL AFLAC INC 0.3%
Value ($000) $458 Shares 6,380 Est. Cost $23.46 Unrealized +24.6%
FSLR FIRST SOLAR INC 0.3%
Value ($000) $434 Shares 11,000 Est. Cost $51.14 Unrealized -19.0%
CIG COMPANHIA ENERGETICA DE MINA 0.3%
Value ($000) $409 Shares 158,104 Est. Cost $4.28 Unrealized
JKS JINKOSOLAR HLDG CO LTD 0.2%
Value ($000) $401 Shares 25,400 Est. Cost $20.81 Unrealized
ORA ORMAT TECHNOLOGIES INC 0.2%
Value ($000) $395 Shares 8,159 Est. Cost $23.39 Unrealized +89.7%
GD GENERAL DYNAMICS CORP 0.2%
Value ($000) $282 Shares 1,820 Est. Cost $86.66 Unrealized +40.3%
MRK MERCK & CO INC 0.2%
Value ($000) $276 Shares 4,430 Est. Cost $37.21 Unrealized +17.5%
PG PROCTER AND GAMBLE CO 0.2%
Value ($000) $270 Shares 3,010 Est. Cost $59.37 Unrealized +13.7%
CME CME GROUP INC 0.2%
Value ($000) $268 Shares 2,560 Est. Cost $62.99 Unrealized +16.2%
ITW ILLINOIS TOOL WKS INC 0.2%
Value ($000) $264 Shares 2,200 Est. Cost $65.97 Unrealized +40.8%
ABBV ABBVIE INC 0.2%
Value ($000) $261 Shares 4,140 Est. Cost $33.49 Unrealized +31.1%
AJG GALLAGHER ARTHUR J & CO 0.2%
Value ($000) $260 Shares 5,120 Est. Cost $36.97 Unrealized +14.7%
CA INC 0.2%
Value ($000) $256 Shares 7,740 Est. Cost $28.57 Unrealized
MSFT MICROSOFT CORP 0.2%
Value ($000) $255 Shares 4,430 Est. Cost $33.90 Unrealized +48.4%
WMT WAL-MART STORES INC 0.2%
Value ($000) $248 Shares 3,440 Est. Cost $18.31 Unrealized +12.5%
ENPH ENPHASE ENERGY INC 0.2%
Value ($000) $247 Shares 208,900 Est. Cost $4.62 Unrealized -61.9%
UNITED TECHNOLOGIES CORP 0.1%
Value ($000) $240 Shares 2,360 Est. Cost $96.07 Unrealized
KO COCA COLA CO 0.1%
Value ($000) $239 Shares 5,640 Est. Cost $28.59 Unrealized +13.9%
JNJ JOHNSON & JOHNSON 0.1%
Value ($000) $235 Shares 1,990 Est. Cost $70.58 Unrealized +32.6%
MAT MATTEL INC 0.1%
Value ($000) $232 Shares 7,650 Est. Cost $29.71 Unrealized +10.0%
TEVA TEVA PHARMACEUTICAL INDS LTD 0.1%
Value ($000) $210 Shares 4,570 Est. Cost $56.11 Unrealized