Guinness Atkinson Asset Management Inc Diversified Active

CIK: 0001409765 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Feb 14, 2017

Total Value ($000): $147,514 (100.0% shares, 0.0% debt)

Holdings (64)

SLB SCHLUMBERGER LTD 4.7%
Value ($000) $6,886 Shares 82,020 Est. Cost $68.31 Unrealized -7.7%
NEW ORIENTAL ED & TECH GRP I 4.4%
Value ($000) $6,563 Shares 155,900 Est. Cost $42.10 Unrealized
BA BOEING CO 3.9%
Value ($000) $5,689 Shares 36,540 Est. Cost $112.21 Unrealized +20.3%
ICE INTERCONTINENTAL EXCHANGE IN 3.8%
Value ($000) $5,566 Shares 98,650 Est. Cost $46.49 Unrealized +6.0%
AMAT APPLIED MATLS INC 3.8%
Value ($000) $5,560 Shares 172,310 Est. Cost $17.29 Unrealized +59.0%
HRB BLOCK H & R INC 3.7%
Value ($000) $5,518 Shares 240,000 Est. Cost $19.14 Unrealized -16.0%
QCOM QUALCOMM INC 3.7%
Value ($000) $5,460 Shares 83,730 Est. Cost $52.73 Unrealized -0.9%
VERIFONE SYS INC 3.7%
Value ($000) $5,438 Shares 306,710 Est. Cost $24.73 Unrealized
CSCO CISCO SYS INC 3.7%
Value ($000) $5,435 Shares 179,845 Est. Cost $17.85 Unrealized +29.2%
PYPL PAYPAL HLDGS INC 3.7%
Value ($000) $5,398 Shares 136,750 Est. Cost $35.85 Unrealized +11.8%
NVDA NVIDIA CORP 3.6%
Value ($000) $5,346 Shares 50,085 Est. Cost $0.42 Unrealized +390.0%
NKE NIKE INC 3.6%
Value ($000) $5,286 Shares 104,000 Est. Cost $45.58 Unrealized 0.0%
CTSH COGNIZANT TECHNOLOGY SOLUTIO 3.6%
Value ($000) $5,277 Shares 94,180 Est. Cost $54.23 Unrealized -12.5%
INTC INTEL CORP 3.5%
Value ($000) $5,199 Shares 143,330 Est. Cost $22.77 Unrealized +28.0%
GILD GILEAD SCIENCES INC 3.5%
Value ($000) $5,192 Shares 72,510 Est. Cost $55.69 Unrealized -4.5%
DHR DANAHER CORP DEL 3.5%
Value ($000) $5,178 Shares 66,520 Est. Cost $34.29 Unrealized +93.5%
CMCSA COMCAST CORP NEW 3.5%
Value ($000) $5,167 Shares 74,830 Est. Cost $19.67 Unrealized +36.3%
ROP ROPER TECHNOLOGIES INC 3.5%
Value ($000) $5,161 Shares 28,190 Est. Cost $132.79 Unrealized +27.9%
GOOGL ALPHABET INC 3.5%
Value ($000) $5,143 Shares 6,490 Est. Cost $36.73 Unrealized +8.0%
WT WISDOMTREE INVTS INC 3.3%
Value ($000) $4,904 Shares 440,240 Est. Cost $17.03 Unrealized -38.7%
NTES NETEASE INC 2.0%
Value ($000) $2,966 Shares 13,775 Est. Cost $66.29 Unrealized
SU SUNCOR ENERGY INC NEW 1.3%
Value ($000) $1,860 Shares 56,876 Est. Cost $21.33 Unrealized +3.2%
HESS CORP 1.2%
Value ($000) $1,840 Shares 29,543 Est. Cost $70.28 Unrealized
IMO IMPERIAL OIL LTD 1.2%
Value ($000) $1,788 Shares 51,401 Est. Cost $24.78 Unrealized +8.5%
DVN DEVON ENERGY CORP NEW 1.2%
Value ($000) $1,781 Shares 39,000 Est. Cost $38.13 Unrealized -18.3%
VLO VALERO ENERGY CORP NEW 1.2%
Value ($000) $1,774 Shares 25,969 Est. Cost $30.05 Unrealized +42.3%
APACHE CORP 1.2%
Value ($000) $1,771 Shares 27,909 Est. Cost $78.72 Unrealized
HAL HALLIBURTON CO 1.2%
Value ($000) $1,742 Shares 32,200 Est. Cost $35.94 Unrealized +16.0%
CVX CHEVRON CORP NEW 1.2%
Value ($000) $1,730 Shares 14,700 Est. Cost $57.42 Unrealized +28.5%
NOBLE ENERGY INC 1.2%
Value ($000) $1,715 Shares 45,070 Est. Cost $61.03 Unrealized
CNQ CANADIAN NAT RES LTD 1.2%
Value ($000) $1,702 Shares 53,400 Est. Cost $8.76 Unrealized +20.3%
COP CONOCOPHILLIPS 1.1%
Value ($000) $1,680 Shares 33,500 Est. Cost $32.79 Unrealized +6.0%
XOM EXXON MOBIL CORP 1.0%
Value ($000) $1,534 Shares 17,000 Est. Cost $56.13 Unrealized +3.6%
NEWFIELD EXPL CO 1.0%
Value ($000) $1,514 Shares 37,386 Est. Cost $24.41 Unrealized
OXY OCCIDENTAL PETE CORP DEL 1.0%
Value ($000) $1,503 Shares 21,100 Est. Cost $68.03 Unrealized -19.2%
QEP RES INC 0.8%
Value ($000) $1,164 Shares 63,200 Est. Cost $22.17 Unrealized
CARRIZO OIL & GAS INC 0.8%
Value ($000) $1,123 Shares 30,070 Est. Cost $30.54 Unrealized
UNIT CORP 0.8%
Value ($000) $1,110 Shares 41,297 Est. Cost $45.25 Unrealized
HLX HELIX ENERGY SOLUTIONS GRP I 0.6%
Value ($000) $828 Shares 93,880 Est. Cost $22.41 Unrealized -57.0%
JA SOLAR HOLDINGS CO LTD 0.4%
Value ($000) $633 Shares 133,002 Est. Cost $7.80 Unrealized
SUNPOWER CORP 0.3%
Value ($000) $477 Shares 72,250 Est. Cost $17.60 Unrealized
AFL AFLAC INC 0.3%
Value ($000) $440 Shares 6,320 Est. Cost $23.46 Unrealized +21.3%
SEDG SOLAREDGE TECHNOLOGIES INC 0.2%
Value ($000) $340 Shares 27,400 Est. Cost $20.71 Unrealized -33.0%
CIG COMPANHIA ENERGETICA DE MINA 0.2%
Value ($000) $336 Shares 147,404 Est. Cost $4.28 Unrealized
ORA ORMAT TECHNOLOGIES INC 0.2%
Value ($000) $336 Shares 6,259 Est. Cost $23.39 Unrealized +95.3%
FSLR FIRST SOLAR INC 0.2%
Value ($000) $327 Shares 10,200 Est. Cost $51.14 Unrealized -31.4%
CSIQ CANADIAN SOLAR INC 0.2%
Value ($000) $326 Shares 26,800 Est. Cost $24.84 Unrealized -47.4%
JKS JINKOSOLAR HLDG CO LTD 0.2%
Value ($000) $323 Shares 21,200 Est. Cost $20.81 Unrealized
ITW ILLINOIS TOOL WKS INC 0.2%
Value ($000) $225 Shares 1,840 Est. Cost $65.97 Unrealized +47.3%
MRK MERCK & CO INC 0.2%
Value ($000) $224 Shares 3,810 Est. Cost $37.21 Unrealized +18.5%
AJG GALLAGHER ARTHUR J & CO 0.1%
Value ($000) $219 Shares 4,220 Est. Cost $36.97 Unrealized +17.8%
CME CME GROUP INC 0.1%
Value ($000) $219 Shares 1,900 Est. Cost $62.99 Unrealized +24.8%
ABBV ABBVIE INC 0.1%
Value ($000) $218 Shares 3,480 Est. Cost $33.49 Unrealized +24.8%
VFC V F CORP 0.1%
Value ($000) $218 Shares 4,080 Est. Cost $51.86 Unrealized 0.0%
GD GENERAL DYNAMICS CORP 0.1%
Value ($000) $218 Shares 1,260 Est. Cost $86.66 Unrealized +54.8%
JNJ JOHNSON & JOHNSON 0.1%
Value ($000) $218 Shares 1,890 Est. Cost $70.58 Unrealized +27.1%
PG PROCTER AND GAMBLE CO 0.1%
Value ($000) $218 Shares 2,590 Est. Cost $59.37 Unrealized +12.5%
KO COCA COLA CO 0.1%
Value ($000) $217 Shares 5,240 Est. Cost $28.59 Unrealized +9.2%
WMT WAL-MART STORES INC 0.1%
Value ($000) $217 Shares 3,140 Est. Cost $18.31 Unrealized +8.8%
UNITED TECHNOLOGIES CORP 0.1%
Value ($000) $216 Shares 1,970 Est. Cost $96.07 Unrealized
CA INC 0.1%
Value ($000) $216 Shares 6,810 Est. Cost $28.57 Unrealized
MSFT MICROSOFT CORP 0.1%
Value ($000) $216 Shares 3,470 Est. Cost $33.90 Unrealized +59.1%
MAT MATTEL INC 0.1%
Value ($000) $215 Shares 7,820 Est. Cost $29.73 Unrealized +2.3%
TEVA TEVA PHARMACEUTICAL INDS LTD 0.1%
Value ($000) $211 Shares 5,820 Est. Cost $51.85 Unrealized