Prospect Capital Advisors, LLC Diversified Active

CIK: 0001632368 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Nov 15, 2021

Total Value ($000): $303,006 (100.0% shares, 0.0% debt)

Holdings (34)

SMLR SEMLER SCIENTIFIC INC 8.2%

Value ($000) $24,982 Shares 199,810 Est. Cost $114.32 Unrealized 0.0%

LOPE GRAND CANYON ED INC 8.0%

Value ($000) $24,260 Shares 275,800 Est. Cost $65.39 Unrealized +36.2%

FIVN FIVE9 INC 7.5%

Value ($000) $22,832 Shares 142,930 Est. Cost $15.97 Unrealized +1042.3%

FLWS 1 800 FLOWERS COM INC 7.5%

Value ($000) $22,766 Shares 746,180 Est. Cost $31.23 Unrealized +1.2%

OPRX OPTIMIZERX CORP 6.8%

Value ($000) $20,750 Shares 242,550 Est. Cost $50.89 Unrealized +23.3%

POOL POOL CORP 6.7%

Value ($000) $20,260 Shares 46,640 Est. Cost $127.46 Unrealized +252.4%

AMT AMERICAN TOWER CORP NEW 5.7%

Value ($000) $17,351 Shares 65,375 Est. Cost $90.60 Unrealized +174.5%

PJT PJT PARTNERS INC 5.2%

Value ($000) $15,807 Shares 199,810 Est. Cost $37.79 Unrealized +86.9%

MLKN MILLER HERMAN INC 4.9%

Value ($000) $14,962 Shares 397,300 Est. Cost $31.33 Unrealized +18.9%

OSIS OSI SYSTEMS INC 3.4%

Value ($000) $10,239 Shares 108,010 Est. Cost $68.83 Unrealized +41.5%

NXST NEXSTAR MEDIA GROUP INC 3.0%

Value ($000) $9,057 Shares 59,600 Est. Cost $65.77 Unrealized +93.0%

SIMO SILICON MOTION TECHNOLOGY CO 2.9%

Value ($000) $8,898 Shares 129,000 Est. Cost $56.43 Unrealized —

PLAY DAVE & BUSTERS ENTMT INC 2.9%

Value ($000) $8,837 Shares 230,550 Est. Cost $38.72 Unrealized -6.6%

FNKO FUNKO INC 2.6%

Value ($000) $7,929 Shares 435,450 Est. Cost $9.43 Unrealized +100.2%

CZR CAESARS ENTERTAINMENT INC NE 2.6%

Value ($000) $7,764 Shares 69,150 Est. Cost $87.60 Unrealized +11.5%

INMD INMODE LTD 2.3%

Value ($000) $6,944 Shares 43,550 Est. Cost $17.94 Unrealized +240.1%

SKIN THE BEAUTY HEALTH COMPANY 2.2%

Value ($000) $6,654 Shares 256,200 Est. Cost $21.99 Unrealized 0.0%

INSE INSPIRED ENTMT INC 2.0%

Value ($000) $5,990 Shares 512,000 Est. Cost $7.81 Unrealized +49.4%

— EVERI HLDGS INC 1.8%

Value ($000) $5,575 Shares 230,550 Est. Cost $24.43 Unrealized —

DXLG DESTINATION XL GROUP INC 1.8%

Value ($000) $5,487 Shares 896,600 Est. Cost $5.24 Unrealized 0.0%

EEFT EURONET WORLDWIDE INC 1.7%

Value ($000) $5,091 Shares 40,000 Est. Cost $107.85 Unrealized +23.0%

AMZN AMAZON COM INC 1.5%

Value ($000) $4,550 Shares 1,385 Est. Cost $96.79 Unrealized +78.2%

RVLV REVOLVE GROUP INC 1.3%

Value ($000) $3,798 Shares 61,495 Est. Cost $53.72 Unrealized +21.2%

OIH VANECK ETF TRUST 1.2%

Value ($000) $3,533 Shares 17,930 Est. Cost $191.12 Unrealized —

MSFT MICROSOFT CORP 1.2%

Value ($000) $3,524 Shares 12,500 Est. Cost $156.34 Unrealized +79.6%

— AXONICS INC 1.1%

Value ($000) $3,336 Shares 51,250 Est. Cost $65.09 Unrealized —

AKAM AKAMAI TECHNOLOGIES INC 1.1%

Value ($000) $3,216 Shares 30,750 Est. Cost $114.26 Unrealized 0.0%

— ISTAR INC 0.8%

Value ($000) $2,568 Shares 102,400 Est. Cost $25.08 Unrealized —

— STEELCASE INC 0.7%

Value ($000) $2,219 Shares 175,000 Est. Cost $14.46 Unrealized —

KIDS ORTHOPEDIATRICS CORP 0.6%

Value ($000) $1,802 Shares 27,500 Est. Cost $32.97 Unrealized +97.0%

— SIENTRA INC 0.3%

Value ($000) $819 Shares 142,950 Est. Cost $7.29 Unrealized —

— COVA ACQUISITION CORP 0.2%

Value ($000) $547 Shares 55,000 Est. Cost $9.94 Unrealized —

— EVO ACQUISITION CORP 0.2%

Value ($000) $509 Shares 51,100 Est. Cost $9.94 Unrealized —

— B RILEY PRINCIPAL 150 MERGER 0.0%

Value ($000) $150 Shares 15,000 Est. Cost $10.00 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SMLR	SEMLER SCIENTIFIC INC	199,810	$24,982	8.2%	$114.32	0.0%	COM	81684M104
LOPE	GRAND CANYON ED INC	275,800	$24,260	8.0%	$65.39	+36.2%	COM	38526M106
FIVN	FIVE9 INC	142,930	$22,832	7.5%	$15.97	+1042.3%	COM	338307101
FLWS	1 800 FLOWERS COM INC	746,180	$22,766	7.5%	$31.23	+1.2%	CL A	68243Q106
OPRX	OPTIMIZERX CORP	242,550	$20,750	6.8%	$50.89	+23.3%	COM NEW	68401U204
POOL	POOL CORP	46,640	$20,260	6.7%	$127.46	+252.4%	COM	73278L105
AMT	AMERICAN TOWER CORP NEW	65,375	$17,351	5.7%	$90.60	+174.5%	COM	03027X100
PJT	PJT PARTNERS INC	199,810	$15,807	5.2%	$37.79	+86.9%	COM CL A	69343T107
MLKN	MILLER HERMAN INC	397,300	$14,962	4.9%	$31.33	+18.9%	COM	600544100
OSIS	OSI SYSTEMS INC	108,010	$10,239	3.4%	$68.83	+41.5%	COM	671044105
NXST	NEXSTAR MEDIA GROUP INC	59,600	$9,057	3.0%	$65.77	+93.0%	CL A	65336K103
SIMO	SILICON MOTION TECHNOLOGY CO	129,000	$8,898	2.9%	$56.43	—	SPONSORED ADR	82706C108
PLAY	DAVE & BUSTERS ENTMT INC	230,550	$8,837	2.9%	$38.72	-6.6%	COM	238337109
FNKO	FUNKO INC	435,450	$7,929	2.6%	$9.43	+100.2%	COM CL A	361008105
CZR	CAESARS ENTERTAINMENT INC NE	69,150	$7,764	2.6%	$87.60	+11.5%	COM	12769G100
INMD	INMODE LTD	43,550	$6,944	2.3%	$17.94	+240.1%	SHS	M5425M103
SKIN	THE BEAUTY HEALTH COMPANY	256,200	$6,654	2.2%	$21.99	0.0%	COM CL A	88331L108
INSE	INSPIRED ENTMT INC	512,000	$5,990	2.0%	$7.81	+49.4%	COM	45782N108
—	EVERI HLDGS INC	230,550	$5,575	1.8%	$24.43	—	COM	30034T103
DXLG	DESTINATION XL GROUP INC	896,600	$5,487	1.8%	$5.24	0.0%	COM	25065K104
EEFT	EURONET WORLDWIDE INC	40,000	$5,091	1.7%	$107.85	+23.0%	COM	298736109
AMZN	AMAZON COM INC	1,385	$4,550	1.5%	$96.79	+78.2%	COM	023135106
RVLV	REVOLVE GROUP INC	61,495	$3,798	1.3%	$53.72	+21.2%	CL A	76156B107
OIH	VANECK ETF TRUST	17,930	$3,533	1.2%	$191.12	—	OIL SERVICES ETF	92189H607
MSFT	MICROSOFT CORP	12,500	$3,524	1.2%	$156.34	+79.6%	COM	594918104
—	AXONICS INC	51,250	$3,336	1.1%	$65.09	—	COM	05465P101
AKAM	AKAMAI TECHNOLOGIES INC	30,750	$3,216	1.1%	$114.26	0.0%	COM	00971T101
—	ISTAR INC	102,400	$2,568	0.8%	$25.08	—	COM	45031U101
—	STEELCASE INC	175,000	$2,219	0.7%	$14.46	—	CL A	858155203
KIDS	ORTHOPEDIATRICS CORP	27,500	$1,802	0.6%	$32.97	+97.0%	COM	68752L100
—	SIENTRA INC	142,950	$819	0.3%	$7.29	—	COM	82621J105
—	COVA ACQUISITION CORP	55,000	$547	0.2%	$9.94	—	UNIT 04/01/2021	G2554Y112
—	EVO ACQUISITION CORP	51,100	$509	0.2%	$9.94	—	UNIT 99/99/9999	30052G207
—	B RILEY PRINCIPAL 150 MERGER	15,000	$150	0.0%	$10.00	—	UNIT 99/99/9999	05601V202